Chaperone Services
REGULATORY ACCESS
Expand Globally. Stay Compliant.
Non-U.S. firms seeking to access U.S. investors face regulatory barriers. Our Chaperone Services under SEC Rule 15a-6 provide foreign firms with legal access to U.S. markets. We handle all regulatory compliance: trade supervision, investor communication review, documentation, and reporting. We help fund managers enter the U.S. space without opening a domestic broker-dealer, while maintaining full transparency and security for both sides of the transaction.